Management Liability for Financial Institutions

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Protection to address current and emerging risks

In an ever-evolving regulatory landscape coupled with market fluctuations and an expanding, more diverse (and oftentimes, more litigious) client base, financial institutions need to maintain proper safeguards to protect their business. Financial institutions are constantly under immense scrutiny from:

  • Regulatory agencies and enforcement bodies
  • Aggressive plaintiff’s bar
  • Shareholders
  • Employees
  • Creditors
  • And other stakeholders and interested parties

Specialty expertise

Risk Strategies has assembled a team of specialists who will help you strategically understand your firm’s total cost of risk — factoring in your firm’s own risk appetite, tailored peer group benchmarking, and much more.  As a specialty broker who understands the financial institutions' sector and its unfolding liability landscape, we can make recommendations and help lead a productive conversation with your board and legal counsel on appropriate types and quantities of insurance to make them comfortable.  Clients value our decades of experience placing Directors & Officers programs and claims assistance, which help them achieve their business goals.


Additional Solutions for Financial Institutions

Click here to see our other solutions for financial institutions. 

Practice Leadership

Dwight Williams

National Account Director, Management Liability Practice

Donovan Nowell

National Management Liability Practice Leader

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